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Broker-Dealer Regulation in a Nutshell - Nutshell Series Thomas Lee Hazen 4 Revised edition
Broker-Dealer Regulation in a Nutshell - Nutshell Series
Thomas Lee Hazen
Provides an introduction and overview of broker-dealer regulation in the securities markets. The book covers broker-dealer front office and back office issues as well as market regulation generally. It gives an understanding of basic concepts and the underlying regulatory scheme.
431 pages
| Medios de comunicación | Libros Paperback Book (Libro con tapa blanda y lomo encolado) |
| Publicado | 30 de abril de 2021 |
| ISBN13 | 9781647083953 |
| Editores | West Academic Publishing |
| Páginas | 431 |
| Dimensiones | 187 × 125 × 19 mm · 344 g |
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