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Covered Securities of Bats Exchange, Inc. (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) The Law Library

The Law Library presents the complete text of the Covered Securities of BATS Exchange, Inc. (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).

Updated as of May 29, 2018



The Securities and Exchange Commission ("SEC" or "Commission") is adopting an amendment to Rule 146 under Section 18 of the Securities Act of 1933, as amended, ("Securities Act") to designate certain securities listed, or authorized for listing, on BATS Exchange, Inc. ("BATS" or "Exchange") as covered securities for purposes of Section 18 of the Securities Act. Covered securities under Section 18 of the Securities Act are exempt from state law registration requirements. The Commission also is making corrections to the rule text to reflect name changes.



This ebook contains:

- The complete text of the Covered Securities of BATS Exchange, Inc. (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)

- A dynamic table of content linking to each section

- A table of contents in introduction presenting a general overview of the structure