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NASAA Series 63 Qualification Exam Course Securities And Insurance Traini Success
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NASAA Series 63 Qualification Exam Course
Securities And Insurance Traini Success
About the Series 63 Qualification ExamThe exam consists of eight sections: (1) Regulation of Investment Advisers Including State-Registered and Federal Covered Adviser; (2) Regulation of Investment Adviser Representatives; (3) Regulation of Broker-Dealers; (4) Regulation of Agents of Broker-Dealers; (5) Regulation of Securities and Issuers; (6) Remedies and Administrative Provisions; (7) Communication with Customers and Prospects; and, (8) Ethical Practices and Obligations.
| Medios de comunicación | Libros Paperback Book (Libro con tapa blanda y lomo encolado) |
| Publicado | 28 de abril de 2020 |
| ISBN13 | 9798640980622 |
| Páginas | 102 |
| Dimensiones | 216 × 280 × 5 mm · 258 g |
| Lengua | Inglés |